Abstract
At the most general level, the concept of finitism is typically characterized by saying that finitistic mathematics is that part of mathematics which does not appeal to completed infinite totalities and is endowed with some epistemological property that makes it secure or privileged. This paper argues that this characterization can in fact be sharpened in various ways, giving rise to different conceptions of finitism. The paper investigates these conceptions and shows that they sanction different portions of mathematics as finitistic.
Similar content being viewed by others
Notes
The notion of a model of arithmetic is that of a completed infinite totality. This, however, does not undermine the finitary character of Parsons’ proposed route to arithmetical knowledge, since we do not need to be able to know that the structure formed by a sequence of strings of strokes is a model of arithmetic; we only need to be able to know through intuition that the axioms of arithmetic are true when interpreted over a domain of strings. The knowledge acquired is mathematical because the sequence of strings is isomorphic to the sequence of natural numbers, but we do not need to know that this is the case.
It will not do to say that being black is not an arithmetical property, since this presupposes knowledge of arithmetic.
Although for a criticism of this contention see Resnik 2000, pp. 222–226.
This is not completely implausible. After all, one might think that the types of tokens which are subject to vagueness phenomena can themselves form a sorites series.
Parsons formulates (5) in a slightly different way, giving central relevance to our knowledge of the recursion equations for \(f\). But since \(f\) is being defined, what seems to be relevant is not whether we can know the recursion equations for \(f\) but whether we can see that the recursion equations for \(f\) capture a well-defined function.
Although he does not really distinguish between the two readings, Gentzen expounds both of them in his 1935.
A referee suggested the following thought experiment to strengthen the analogy. A subject is shown on a screen an immense number of stroke signs, asked to look away from the screen, and informed that perhaps a stroke has been added but perhaps not. She is then asked to look again at the screen and judge whether a stroke has been added. If the subject is unable to reach a decision, one might be tempted to conclude that, because of vagueness, the subject is unable to rule out the presence of rogue elements verifying \(Sx = x\).There is an important difference between the case described by Parsons and the case described in the thought experiment: in the former, the string to which we are adding a stroke is not, ex hypothesi, a string of strokes for some particular \(n\), whereas in the latter it is. This means that the string featuring in the thought experiment is not vague in the sense that Parsons has in mind when he talks about imagining a stroke string vaguely. Whether there is nonetheless a sense in which the thought experiment presents us with a case in which, due to vagueness, we are prepared to admit rogue elements is an issue which we can set aside for current purposes. For what matters is that there is a distinction between the situation in which one is unable to rule out that \(Sx = x\) because of the possible presence of rogue elements and the case in which one is unable to do so because the imagined string is vague in the sense Parsons has in mind.
This option is reminiscent of the Kantian line of thought of pure intuition as exhibition of a concept: we exhibit the concept of string of strokes in intuition, and see that it is extendible. But surely this notion of intuition is not analogous to perception in the sense Parsons wants and needs.
It has to be stressed that the claim, endorsed by Parsons and Tait, that the notion of iteration cannot be given in intuition is plausible only as long as we conceive of intuition in the way Parsons does. On the Kantian view, the notion of iteration is given in intuition through the a priori intuition of time. This also undermines Galloway’s (1999, p. 105) claim that intuition of iteration is ‘an idea that has its home [...] in conceptions of intuition that stress intuition de dicto, and make no room for the idea of intuition de re’ since Kantian intuition is mostly and typically intuition de re.
As Hale and Wright (2002, p. 107) also notice.
Tait (1981, p. 526) considers not only numbers but also \(k\)-tuples of numbers for fixed values of \(k\). For simplicity, we restrict attention to the situation where we are dealing with numbers, but our discussion easily generalizes to the extended case.
For if \(\mathsf {ZF}\) is consistent, for every \(n\) there is a proof of \(\lnot \mathrm{Prov}_{\mathsf {ZF}} (n, 0=1)\) in \(\mathsf {PRA}\). By taking the proof which associates with each \(n\) the proof of \(\lnot \mathrm{Prov}_{\mathsf {ZF}} (n, 0=1)\) with the least Gödel number, we have obtained a construction which would count as a proof of the consistency of \(\mathsf {ZF}\). The (not uncontentious) assumption here is that such a proof would clearly be non-finitistic.
Thus, Tait writes: ‘We have already explained that \(f :\forall x F(x)\) should mean \(fa :F(a)\) for arbitrary \(a :A\)’ (1981, p. 536). Niebergall and Schirn (2003, pp. 59–63) suggest another possible reading of Tait’s proposal concerning what it is to have a finitary proof of \(\forall x F(x)\). According to this reading, his proposal would amount to endorsing some restricted version of the \(\omega \)-rule. As a referee pointed out, however, Tait is quite explicit in considering such a rule not finitistically acceptable. For a different view on the finitistic acceptability of the \(\omega \)-rule, see Ignatović 1994.
As usual, a sentence can be considered as a special case of a theory.
The nature of the equivalence turns out to be a delicate matter. See Kaye and Wong 2007 for details.
As opposed to the standard version expounded by Hilbert and Bernays in the Grundlagen der Mathematik (1934), which makes use of propositional logic.
Once we do this, we also no longer need the recursion equations for addition and multiplication.
Of course, Gödel’s second incompleteness theorem might be taken as showing that the second part of the Cartesian project cannot be carried out.
In particular, then, the idea is that any form of strict finitism (also known as ultra-finitism or ultra-intuitionism)—roughly, any position according to which the natural numbers are closed under addition and multiplication but not under exponentiation—would be an instance of such a kind of radical sceptical doubt and should thereby be excluded. In what follows, we will focus on positions that, although taking the natural numbers to be closed under exponentiation as well as addition and multiplication, would still be considered instances of radical sceptical doubt by Tait. For some remarks suggesting that strict finitism itself might not be that radical, see Gaifman 2012, Sect. 2.1.
This is the class of functions obtained starting with 0, addition, multiplication and exponentiation, and closing under composition and bounded primitive recursion, i.e. primitive recursion with the added stipulation that the function under definition cannot grow faster than any other function previously defined.
The conjecture appears in a message posted on the Foundations of Mathematics mailing list on 16 April 1999. See http://www.cs.nyu.edu/mailman/listinfo/fom for the archives of the list.
The point that Tait’s claim of minimality for \(\mathsf {PRA}\) is threatened by the existence of weaker non-trivial systems is also made by Richard Zach (2001) in his PhD thesis (Section 4.6), which also contains extensive discussions of Parsons and Tait. The finitistic credentials of \(\mathsf {EA}\) are investigated in Ganea 2010.
E.g. in the case of \(\mathsf {EA}\), the Kalmar functions arbitrarily restrict primitive recursion to bounded primitive recursion.
This is a controversial issue. For example, Parikh (1971) argues that if one takes feasibility seriously, one has to recognize as effective a class of functions which is known to coincide with the class of Kalmar elementary functions. Feasibility issues might therefore provide grounds for restricting iteration to bounded primitive recursion.
References
Ackermann, W. (1937). Die Widerspruchsfreiheit der allgemeinen Mengenlehre. Mathematische Annalen, 114, 305–315.
Becker, O. (1927). Mathematische Existenz. Jahrbuch für Philosophie und phänomenologische Forschun., VIII, 439–809.
Benacerraf, P., & Putnam, H. (1983). Philosophy of mathematics: Selected readings (2nd ed.). Cambridge: Cambridge University Press.
Berkeley, G. (1969). In A. D. Lindsay (Ed.), 1710, Principles of human knowledge. London: Everyman.
Curry, H. (1941). A formalization of recursive arithmetic. American Journal of Mathematics, 41, 263–282.
Detlefsen, M. (1986). Hilbert’s program. Dordrecht: Reidel.
Fine, K. (1983). A defence of arbitrary objects. Proceedings of the Aristotelian Society, 57, 55–77.
Gaifman, H. (2012). On ontology and realism in mathematics. Review of Symbolic Logic, 5, 480–512.
Galloway, D. (1999). Seeing sequences. Philosophy and Phenomenological Research, 64, 93–112.
Ganea, M. (2010). Two (or three) notions of finitism. Review of Symbolic Logic, 3, 119–144.
Gentzen, G. (1935). Untersuchungen über das logischen schliessen. Mathematische Zeitschrift, 39, 176–210, 405–431. Translated in Gentzen 1969, pp. 68–131.
Gentzen, G. (1936). Die Widerspruchsfreiheit der Reinen Zahlentheorie. Mathematische Annalen, 112, 493–565. Translated in Gentzen 1969, pp. 132–213.
Gentzen, G. (1969). Collected papers. Amsterdam: North Holland.
Gödel, K. (1958). Über eine bisher noch nicht benütze Erweitrung des finiten Standpunktes. Dialectica, 12, 280–287. Reprinted and translated in Gödel 1990, pp. 240–251.
Gödel, K. (1972). On an extension of finitary mathematics which has not yet been used, to have appeared in Dialectica. First published in Gödel 1990, pp. 271–280. Revised and expanded English translation of Gödel 1958.
Gödel, K. (1990). Collected works II. Oxford: Oxford University Press.
Goodstein, R. (1945). Function theory in an axiom-free equation calculus. Proceedings of the London Mathematical Society, 48, 401–434.
Hale, B., & Wright, C. (2002). Benacerraf’s dilemma revisited. European Journal of Philosophy, 10, 101–129.
Hart, W. D. (1996). The philosophy of mathematics. Oxford: Oxford University Press.
Hilbert, D. (1922). Neubregründung der Mathematik. Abhandlungen aus dem Mathematischen Seminar der Hamburgischen Universität, 1, 157–177. English translation in Mancosu 1998a, pp. 198–214.
Hilbert, D. (1926). Über das Unendliche. Mathematische Annalen, 95, 161–190. English translation in Benacerraf and Putnam 1983, pp. 183–201.
Hilbert, D. (1928). Die Grundlagen der Mathematik. Abhandlungen aus dem Mathematischen Seminar der Hamburgischen Universität, 6, 65–85. English translation in van Heijenoort 1967, pp. 464–479.
Hilbert, D. (1931). Die Grundlegung der elementaren Zahlenlehre. Mathematische Annalen, 104, 485–494. English translation in Mancosu 1998a, pp. 266–273.
Hilbert, D., & Bernays, P. (1934). Grundlagen der Mathematik (Vol. I). Berlin: Springer.
Hilbert, D., & Bernays, P. (1939). Grundlagen der Mathematik (Vol. II). Berlin: Springer.
Ignatović, A. (1994). Hilbert’s program and the omega-rule. Journal of Symbolic Logic, 59, 322–343.
Isaacson, D. (1987). Arithmetical truth and hidden higher-order concepts. In The Paris Logic Group (ed.), Logic Colloquium ‘85 (pp. 147–169). Amsterdam: North Holland. Reprinted in Hart 1996, pp. 203–224.
Kaye, R., & Wong, T. L. (2007). On interpretations of arithmetic and set theory. Notre Dame Journal of Formal Logic, 48, 497–510.
Kitcher, P. (1976). Hilbert’s epistemology. Philosophy of Science, 43, 99–115.
Locke, J. (1689). In P. H. Nidditch (Ed.), An essay concerning human understanding (p. 1975). Oxford: Oxford University Press.
Mancosu, P. (1998a). From Brouwer to Hilbert: The debate on the foundations of mathematics in the 1920s. Oxford: Oxford University Press.
Mancosu, P. (1998b). Hilbert and Bernays on metamathematics. Introduction to Part III of Mancosu, 1998a, 149–188. Reprinted with an addendum in Mancosu 2010, pp. 125–158.
Mancosu, P. (2010). The adventure of reason. New York: Oxford University Press.
Niebergall, K. G., & Schirn, M. (1998). Hilbert’s finitism and the notion of infinity. In M. Schirn (Ed.), The philosophy of mathematics today (pp. 271–305). Oxford: Oxford University Press.
Niebergall, K. G., & Schirn, M. (2003). What finitism could not be. Critica, 35, 43–68.
Page, J. (1993). Parsons on intuition. Mind, 102, 223–232.
Parikh, R. (1971). Existence and feasibility in arithmetic. Journal of Symbolic Logic, 36, 494–508.
Parsons, C. (1980). Mathematical intuition. Proceedings of the Aristotelian Society, 80, 145–168.
Parsons, C. (1986). Intuition in constructive mathematics. In J. Butterfield (Ed.), Language, mind, and logic (pp. 211–229). Cambridge: Cambrdige University Press.
Parsons, C. (1993). On some difficulties concerning intuition and intuitive knowledge. Mind, 102, 233–45.
Parsons, C. (1994). Intuition and number. In A. George (Ed.), Mathematics and mind (pp. 141–157). Oxford: Oxford University Press.
Parsons, C. (1998). Finitism and intuitive knowledge. In M. Schirn (Ed.), The philosophy of mathematics today (pp. 249–270). Oxford: Oxford University Press.
Parsons, C. (2000). Reason and intuition. Synthese, 125, 299–315.
Parsons, C. (2008). Mathematical thought and its objects. Cambridge: Cambridge University Press.
Rayo, A., & Uzquiano, G. (Eds.). (2006). Absolute generality. Oxford: Oxford University Press.
Resnik, M. D. (2000). Parsons on mathematical intuition and obviousness. In G. Sher & R. Tieszen (Eds.), Between logic and intuition: Essays in honor of Charles Parsons (pp. 219–231). Cambridge: Cambridge University Press.
Shapiro, S. (2006). Computability, proof, and open-texture. In A. Olszweski, J. Woleński, & R. Janusz (Eds.), Church’s thesis after 70 years (pp. 420–451). Heusenstamm: Ontos-Verlag.
Simpson, S. G. (1988). Partial realizations of Hilbert’s program. Journal of Symbolic Logic, 53, 349–363.
Simpson, S. G. (1999). Subsystems of second-order arithmetic. Berlin: Springer.
Tait, W. W. (1981). Finitism. Journal of Philosophy, 78, 524–556. Reprinted with an appendix in Tait 2005, pp. 21–42.
Tait, W.W. (2002). Remarks on finitism. In W. Sieg, R. Sommer, & C. Talcott (Eds.), Reflections on the foundations of mathematics: Essays in honor of Solomon Feferman, A. K. Peters, Wellesley (pp. 410–419). Reprinted with an appendix in Tait 2005, pp. 43–53.
Tait, W. W. (2005). The provenance of pure reason. New York: Oxford University Press.
Tait, W. W. (2006). Gödel’s correspondence on proof theory and constructive mathematics. Philosophia Mathematica, 14, 76–111.
Tait, W. W. (2012). Primitive recursive arithmetic and its role in the foundations of arithmetic: Historical and philosophical reflections. In P. Dybjer, S. Lindström, E. Palmgren, & G. Sundholm (Eds.), Epistemology versus ontology: Essays on the philosophy and foundations of mathematics in honour of Per-Martin Löf (pp. 161–180). Dordrecht: Springer.
Tennant, N. (1983). A defence of arbitrary objects. Proceedings of the Aristotelian Society, 57, 79–89.
van Heijenoort, J. (1967). From Frege to Gödel: A source book in mathematical logic, 1879–1931. Cambridge, MA: Harvard University Press.
Zach, R. (2001). Hilbert’s finitism: Historical, Philosophical and Mathematical Perspectives, PhD thesis. Berkeley: University of California.
Zach, R. (2006). Hilbert’s program then and now. In D. Jacquette (Ed.), Philosophy of Logic (pp. 411–447). North-Holland: Elsevier.
Acknowledgments
Many thanks to Alex Oliver, Charles Parsons, Erich Reck, William Tait and two anonymous referees. An earlier version of this material was presented at the History and Philosophy of Infinity Conference at the University of Cambridge. I wish to thank Benedikt Löwe for inviting me to the conference and the members of the audience for their valuable feedback.
Author information
Authors and Affiliations
Corresponding author
Rights and permissions
About this article
Cite this article
Incurvati, L. On the concept of finitism. Synthese 192, 2413–2436 (2015). https://doi.org/10.1007/s11229-014-0639-3
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s11229-014-0639-3