Abstract
This paper presents cross-country comparisons between Canada and the United States in terms of the impact of public grants and scientific collaborations on subsequent nanotechnology-related publications. In this study we present the varying involvement of academic researchers and government funding to capture the influence of funded research in order to help government agencies evaluate their efficiency in financing nanotechnology research. We analyze the measures of quantity and quality of research output using time-related econometric models and compare the results between nanotechnology scientists in Canada and the United States. The results reveal that both research grants and the position of researchers in co-publication networks have a positive influence on scientific output. Our findings demonstrate that research funding yields a significantly positive linear impact in Canada and a positive non-linear impact in the United States on the number of papers and in terms of the number of citations we observe a positive impact only in the US. Our research shows that the position of scientists in past scientific networks plays an important role in the quantity and quality of papers published by nanotechnology scientists.
Similar content being viewed by others
Notes
We consider higher betweenness centrality and higher cliquishness in terms of better network position.
Even though the regressions are estimated on a sample starting in 1996, we extracted data from 1985 onwards to build the ‘career age’ variable described below.
Geodesic distance is a shortest path between any particular pair of researchers in a scientific network.
Egocentric density is the density among a researcher’s direct connections and indicates the fraction of possible links present in the network (Koput 2010).
We also constructed 5-year sub-networks, but 3-year sub-networks gave us more consistent results.
We estimated more than 15 models as we considered and neglected potential endogeneity using panel data via xtnbreg and xtpoisson. We also performed non-paneled regressions using the clustering method of nbreg and Poisson to account for repeated measures of the same individual scientist. Note that we tried zero-inflated negative binomial model as well, but it does not work on our data for the number of papers and the results for the number of citations are similar to zero-inflated Poisson model.
We do not believe that this relationship between funding and scientific production (and of its quality) is infinite. We examined a cubic term in the regressions but it turned out non significant. Considering the wisdom of the granting councils and of the peer review process, however, we very much doubt that an embarrassment of riches in academia is likely to appear.
The full results are available from the authors in an unpublished appendix.
In this model, marginal effects are computed to measure a change in one of explanatory variables when the values of other explanatory variables are set at their means.
References
Abbasi, A., & Altmann, J. (2011). On the correlation between research performance and social network analysis measures applied to research collaboration networks. In Proceedings of the 44th Hawaii international conference on system sciences—2011.
Adams, J. D., Black, G. C., Clemmons, J. R., & Stephan, P. E. (2005). Scientific teams and institutional collaborations: Evidence from U.S. universities, 1981–1999. Research Policy, 34(3), 259–285.
Adams, J., & Griliches, Z. (1998). Research productivity in a system of universities. Annals of INSEE, 49(50), 127–162.
Adler, R., Ewing, J., & Taylor, P. (2009). Citation statistics. Statistical Science, 24(1), 1.
Alencar, M., Porter, A., & Antunes, A. (2007). Nanopatenting patterns in relation to product life cycle. Technological Forecasting and Social Change, 74(9), 1661–1680.
Allan, J., Lacour, S., & Palmberg, C. (2008). Invetory of national science, technology and innovation policies for nanotechnology 2008. Organization for Economic co-operation and Development.
Arora, A., David, P. A., & Gambardella, A. (1998). Reputation and competence in publicly funded science: Estimating the effects on research group productivity. Annales d’Économie et de Statistique, 49(50), 163–198.
Arora, A., & Gambardella, A. (1998). The impact of NSF support for basic research in economics. Economics Working Paper Archive at WUSTL.
Azoulay, P., Ding, W., & Stuart, T. (2006). The impact of academic patenting on the rate, quality, and direction of (Public) research output. Working paper # 11917, National Bureau of Economic Research, Cambridge, MA.
Azoulay, P., Ding, W., & Stuart, T. (2009). The impact of academic patenting on the rate, quality and direction of (Public) research output. The Journal of Industrial Economics, LVI, I(4), 0021–1821.
Balconi, M., Breschi, S., & Lissoni, F. (2004). Networks of inventors and the role of academia: An exploration of Italian patent data. Research Policy, 33, 127–145.
Barabasi, A. L., Jeong, H., Neda, Z., Ravasz, E., Schubert, A., & Vicsek, T. (2002). Evolution of the social network of scientific collaborations. Physica A, 311(3–4), 590–614.
Batagelj, V., & Mrvar, A. (1998). Pajek-program for large network analysis. Connections, 21(2), 47–57.
Benedictis, L., & Tajoli, L. (2008). The world trade network. Paper presented at the 10th European Trade Study Group conference, Warsaw, 11–13 September.
Bíró, A. (2009). Health care utilization of older people in Europe-Does financing structure matter? Working paper, Central European University.
Blume-Kohout, M. E., Kumar, K. B., & Sood, N. (2009). Federal life sciences funding and University R&D. BER Working Paper No. 15146.
Bonitz, M., Bruckner, E., & Scharnhorst, A. (1997). Characteristics and impact of the Matthew effect for countries. Scientometrics, 40(3), 407–422.
Breschi, S., Lissoni, F., & Montobbio, F. (2007). The scientific productivity of academic inventors: new evidence from Italian data. Economic Innovation New Technology, 16(2), 101–118.
Breschi, S., Tarasconi, G., Catalini, C., Novella, L., Guatta, P., & Johnson, H. (2006). Highly cited patents, highly cited publications, and research networks, European Commission.
Cameron, A. C., & Trivedi, P. K. (2009). Microeconomics using stata. Lakeway Drive, TX: Stata Press Books.
Canton, J. (1999). Global future business. The strategic impact of nanoscience on the future of business and economics. Institute Global Futures.
Cantor, D. E., Bolumole, Y., Coleman, B. J., & Frankel, R. (2010). An examination of trends and impact of authorship collaboration in logistics research. Journal of Business Logistics, 31(1), 197–215.
Carayol, N., & Matt, M. (2004). Does research organization influence academic production? Laboratory level evidence from a large European university. Research Policy, 33, 1081–1102.
CIELAP. (2008). Nanotechnology: A quickly emerging field promising benefits and significant risks. Advancing the Environmental Agenda.
Cole, S. (1979). Age and scientific performance. American Journal of Sociology, 84(4), 958–977.
Costas, R., van Leeuwen, T. N., & Bordons, M. (2010). A bibliometric classificatory approach for the study and assessment of research performance at the individual level: The effects of age on productivity and impact. Journal of the American Society for Information Science and Technology, 61(8), 1564–1581.
Cummings, J. N., & Kiesler, S. (2008, November). Who collaborates successfully? Prior experience reduces collaboration barriers in distributed interdisciplinary research. In Proceedings of the 2008 ACM conference on computer supported cooperative work (pp. 437–446). ACM.
Czarnitzki, D., Glänzel, W., & Hussinger, K. (2007). Patent and publication activities of German professors: An empirical assessment of their co-activity. Research Evaluation, 16(4), 311–319.
Dufour, P. (2005). Towards a national nanotechnology strategy for Canada. U.S. EPA 2005 Nanotechnology Science to Achieve Results Progress Review Workshop—Nanotechnology and the Environment III Arlington, VA, 26 October 2005.
Etzkowitz, H. (2008). The triple helix: University-industry-government innovation in action. London, UK: Routledge.
Fitzgibbons, K., & McNiven, C. (2006). Towards a nanotechnology statistical framework. In Blue Sky Indicators Conference II, Ottawa, Canada.
Fleming, L., Mingo, S., & Chen, D. (2007). Collaborative brokerage, generative creativity, and creative success. Administrative Science Quarterly, 52(3), 443–475.
Fleming, L., & Sorenson, O. (2001). Technology as a complex adaptive system: Evidence from patent data. Research Policy, 30, 1019–1039.
Fox, K. J., & Milbourne, R. (1999). What determines research output of academic economists? Journal of Economic record, 75(3), 256–267.
Freeman, R., & Shukla, K. (2008). Science and engineering workforce project digest: Jobs in nanotech-creating a measure of job growth. National Bureau of Economic Research.
Geuna, A., & Martin, B. R. (2003). University research evaluation and funding: An international comparison. Minerva, 41(4), 277–304.
Geuna, A., & Nesta, L. J. (2006). University patenting and its effects on academic research: The emerging European evidence. Research Policy, 35(6), 790–807.
Glänzel, W., & Schubert, A. (2005). Analysing scientific networks through co-authorship. Handbook of Quantitative Science and Technology Research, chap 11, 257–276.
Gordon, N. (2002). Nanotechnology in Canada—Status, challenges and time for action. Canadian NanoBusiness Alliance and Sygertech, November 28.
Greene, W. H. (1994). Accounting for excess zeros and sample selection in poisson and negative binomial regression models. Working paper, Stern School of Business, NYU EC-94-10.
Greene, W. (2008). Functional forms for the negative binomial model for count data. Economics Letters, 99, 585–590.
Hall, B. H., & Ziedonis, R. H. (2001). The patent paradox revisited: An empirical study of patenting in the US semiconductor industry, 1979–1995. RAND Journal of Economics, 32(1), 101–128.
Hausman, J., Hall, B. H., & Griliches, Z. (1984). Econometric models for count data with an application to the patents-R & D relationship. Econometrica, 52, 909–938.
Hilbe, J. M. (2011). Negative binomial regression (2nd ed.). New York: Cambridge University Press.
Holtz, S. (2007). Discussion paper on a policy framework for nanotechnology. Canadian Institute for Environmental Law and Policy.
Huang, Z., Chen, H., Yan, L., & Roco, M. C. (2005). Longitudinal nanotechnology development (1991–2002): National Science Foundation funding and its impact on patents. Journal of Nanoparticle Research, 7, 343–376.
Hudson, J. (2007). Be known by the company you keep: Citations—quality or chance? Scientometrics, 71(2), 231–238.
Hullmann, A. (2006). The economic development of nanotechnology-an indicators-based analysis. European Commission, Directorate-General for Research, Unit Nano S&T-Convergent Science and Technologies.
Izquierdo, L. R., & Hanneman, R. A. (2006). Introduction to the formal analysis of social networks using Mathematica, Version 2.
Jacob, B., & Lefgren, L. (2007). The impact of research grant funding on scientific productivity. National Bureau of Economic Research Working Paper 13519.
Jacob, B. A., & Lefgren, L. (2011). The impact of research grant funding on scientific productivity. Journal of Public Economics, 95(9), 1168–1177.
Katz, J. S. (1999). The self-similar science system. Research Policy, 28(5), 501–517.
King, G. (1989). Variance specification in event count models: From restrictive assumptions to a generalized estimator. American Journal of Political Science, 33(3), 762–784.
Koput, K. W. (2010). Social capital: An introduction to managing networks. Cheltenham, UK: Edward Elgar Publishing.
Larivière, V., & Gingras, Y. (2010). The impact factor’s Matthew effect: A natural experiment in bibliometrics. Journal of the American Society for Information Science and Technology, 61(2), 424–427.
Laudel, G. (2006). The ‘quality myth’: Promoting and hindering conditions for acquiring research funds. Higher Education, 52(3), 375–403.
Lawani, S. M. (1986). Some bibliometric correlates of quality in scientific research. Scientometrics, 9(1), 13–25.
Lewison, G., & Dawson, G. (1998). The effect of funding on the outputs of biomedical research. Scientometrics, 41(1), 17–27.
Leydesdorff, L., & Meyer, M. (2006). Triple Helix indicators of knowledge-based innovation systems: Introduction to the special issue. Research Policy, 35(10), 1441–1449.
Liefner, I. (2003). Funding, resource allocation, and performance in higher education systems. Higher Education, 46(4), 469–489.
Long, J. S. (1997). Regression models for categorical and limited dependent variables. Thousand Oaks, CA: Sage.
Louis, K. S., Blumenthal, D., Gluck, M. E., & Stoto, M. A. (1989). Entrepreneurs in academe: An exploration of behaviors among life scientists. Administrative Science Quarterly, 34, 110–131.
Maurseth, P. B., & Verspagen, B. (2002). Knowledge spillovers in Europe: A patent citations analysis. The Scandinavian Journal of Economics, 104(4), 532–545.
Mcfetridge, D. G. (1993). The Canadian system of industrial innovation, national innovation systems. Oxford: Oxford University Pres.
Merton, R. K. (1968). The Matthew effect in science. Science, 159(3810), 56–63.
Moed, H. F. (2005). Citation analysis in research evaluation (Vol. 9). Berlin: Springer.
Moed, H. F. (2007). The effect of “open access” on citation impact: An analysis of ArXiv’s condensed matter section. Journal of the American Society for Information Science and Technology, 58(13), 2047–2054.
Mogoutov, A., & Kahane, B. (2007). Data search strategy for science and technology emergence: A scalable and evolutionary query for nanotechnology tracking. Research Policy, 36(6), 893–903.
Mowery, D. C. (2011). Nanotechnology and the US national innovation system: Continuity and change. The Journal of Technology Transfer, 36, 697–711.
Mowery, D. C., Sampt, B. N., & Ziedonis, A. A. (2002). Learning to patent: Institutional experience, learning, and the characteristics of U.S. university patents after the Bayh-Dole Act, 1981–1992. Management Science, 48(1), 73–89.
Nanobank. (2013). Welcome to Nanobank, [Online]. http://www.nanobank.org/. Access time July 2013.
National nanotechnology Initiative. (2013). NNI Budget, [Online]. http://www.nano.gov/about-nni/what/funding. Access time 24 April 2013.
Nerkar, A., & Paruchuri, S. (2005). Evolution of R&D capabilities: The role of knowledge networks within a firm. Management Science, 51(5), 771–785.
Newman, M. E. J. (2001). Scientific collaboration networks. I. Network construction and fundamental results. Physical Review, 64, 016131.
Ni, C., Sugimoto, C., & Jiang, J. (2011). Degree, closeness, and betweenness: Application of group centrality measurements to explore macro-disciplinary evolution diachronically. In Proceedings of ISSI 2011, Durban, South Africa.
Niosi, J. (2000). Canada’s national innovation system. Montreal: McGill-Queen’s University Press.
Noyons, E., Buter, R., van Raan, A., Schmoch, U., Heinze, T., & Rangnow, R. (2003). Mapping excellence in science and technology across europe nanoscience and nanotechnology. European Commission.
NSF (2013). DAT: Science and technology agents of revolution (STAR) database: Linking government investment, science, technology, firms and employment, [Online]. http://www.nsf.gov/awardsearch/showAward.do?AwardNumber=0830983. July 2013.
Payne Banal-Estañol, A. A., & Siow, A. (2003). Does federal research funding increase university research output? Advances in Economic Analysis & Policy, 3(1), 1–22.
Pelley, J., & Saner, M. (2009). International approaches to regulatory governance of nanotechnology. Regulatory Governance Initiative, Carleton University Canada.
Persson, O., Glänzel, W., & Danell, R. (2004). Inflationary bibliometric values: The role of scientific collaboration and the need for relative indicators in evaluative studies. Scientometrics, 60(3), 421–432.
Petruzzelli, A. M. (2011). The impact of technological relatedness, prior ties, and geographical distance on university–industry collaborations: A joint-patent analysis. Technovation, 31, 309–319.
Poomkottayil, D., Bornstein, M. M., & Sendi, P. (2011). Lost in translation: The impact of publication language on citation frequency in the scientific dental literature. Swiss Medical Weekly, 141, 30.
Porter, A. L., Youtie, J., Shapira, P., & Schoeneck, D. (2008). Refining search terms for nanotechnology. Journal of Nanoparticle Research, 10(5), 715–728.
Rappa, M., & Debackere, K. (1993). Youth and scientific innovation: The role of young scientists in the development of a new field. Minerva, 31(1), 1–20.
Riphahn, R., Wambach, A., & Million, A. (2003). Incentive effects in the demand for health care: A bivariate panel count data estimation. Journal of Applied Econometrics, 18(4), 387–405.
Roco, M. C. (2005). International perspective on government nanotechnology funding. Journal of Nano practical Research, 7(6), 707–712.
Roco, M. C. (2011). The long view of nanotechnology development: The National Nanotechnology Initiative at 10 years. Nanotechnology Research Directions for Societal Needs in 2020, 1–28.
Roco, M. C., & Bainbridge, W. S. (2005). Societal implications of nano science and nanotechnology: Maximizing human benefit. Journal of Nanoparticle Research, 7, 1–13.
Roco, M. C., Mirkin, C. A., & Hersam, M. C. (2011). Nanotechnology research directions for societal needs in 2020: Summary of international study. Journal of Nanoparticle Research, 13(3), 897–919.
Sargent, J. F. (2008). Nanotechnology and U.S. competitiveness: Issues and options. CRS Report for Congress, Congressional Research Service, Order Code RL34493.
Sargent, J. F. (2010). Nanotechnology: A policy primer. CRS Report for Congress, Congressional Research Service, 7-5700. www.crs.gov, RL34511.
Sauer, R. D. (1988). Estimates of the returns to quality and co-authorship in economic academia. Journal of Political Economy, 96, 855–866.
Schoonbaert, D., & Roelants, G. (1996). Citation analysis for measuring the value of scientific publications: Quality assessment tool or comedy of errors? Tropical Medicine & International Health, 1(6), 739–752.
Schultz, L. I. (2011). Nanotechnology’s triple helix: A case study of the University at Albany’s College of Nanoscale Science and Engineering. The Journal of Technology Transfer, 36(5), 546–564.
Singh, J. (2007). External collaboration, social networks and knowledge creation: Evidence from scientific publications. Presented at the DRUID Summer Conference, Copenhagen, Denmark, June 18–20.
Stephan, P. E., Gurmu, S., Sumell, A. J., & Black, G. (2007). Who’s patenting in the university? Evidence from the survey of doctorate recipients. Economics of Innovation and New Technology, 16(2), 71–99.
Stephan, P., & Levin, S. (1993). Age and the Nobel Prize revisited. Scientometrics, 28, 387–399.
Terza, J. V., Basu, A., & Rathouz, P. J. (2008). Two-stage residual inclusion estimation: Addressing endogeneity in health econometric modeling. Journal of Health Economics, 27(3), 531–543.
Tol, R. S. (2009). The Matthew effect defined and tested for the 100 most prolific economists. Journal of the American Society for Information Science and Technology, 60(2), 420–426.
Tsionas, E. G. (2010). Bayesian analysis of poisson regression with lognormal unobserved heterogeneity: With an application to the patent-R&D relationship. Communications in Statistics—Theory and Methods, 39, 1689–1706.
Van Leeuwen, T. N., Moed, H. F., Tijssen, R. J., Visser, M. S., & Van Raan, A. F. (2001). Language biases in the coverage of the Science Citation Index and its consequencesfor international comparisons of national research performance. Scientometrics, 51(1), 335–346.
Van Looy, B., Callaert, J., & Debackere, K. (2006). Publication and patent behavior of academic researchers: Conflicting, reinforcing or merely co-existing? Research Policy, 35(4), 596–608.
Van Looy, B., Ranga, M., Callaert, J., Debackere, K., & Zimmermann, E. (2004). Combining entrepreneurial and scientific performance in academia: Towards a compounded and reciprocal-Matthew-effect? Research Policy, 33, 425–441.
Velema, T. A. (2012). The contingent nature of brain gain and brain circulation: Their foreign context and the impact of return scientists on the scientific community in their country of origin. Scientometrics, 93(3), 893–913.
Vuong, Q. H. (1989). Likelihood ratio tests for model selection and non-nested hypotheses. Econometrica, 57, 307–333.
Wagner, B. (2010). Open access citation advantage: An annotated bibliography. Issues in Science and Technology Librarianship, 60, 2.
Wang, P., Cockburn, L. M., & Puterman, M. L. (1998). Analysis of patent data—A mixed-poisson regression-model approach. Journal of Business & Economic Statistics, 16(1), 27–41.
Wildhagen, T. (2009). Why does cultural capital matter for high school academic performance? An empirical assessment of teacher-selection and self-selection mechanisms as explanations of the cultural capital effect. The Sociological Quarterly, 50(1), 173–200.
Wong, P. K., & Singh, A. (2010). University patenting activities and their link to the quantity and quality of scientific publications. Scientometrics, 83(1), 271–294.
Wooldridge, J. M. (2002). Econometric analysis of cross section and panel data. Cambridge, MA: MIT Press.
Wray, K. B. (2003). Is science really a young man’s game? Social Studies of Science, 33(1), 137–149.
Wray, K. B. (2004). An examination of the contributions of young scientists in new fields. Scientometrics, 61(1), 117–128.
Youtie, J., Shapira, P., & Porter, A. L. (2008). Nanotechnology publications and citations by leading countries and blocs. Journal of Nanoparticle Research, 10(6), 981–986.
Zitt, M., & Bassecoulard, E. (2006). Delineating complex scientific fields by an hybrid lexical-citation method: An application to nanosciences. Information Processing and Management, 42(6), 1513–1531.
Zucker, L. G., & Darby, M. R. (2005). Socio-economic impact of nanoscale science: Initial results and nanobank. National Bureau of Economic Research.
Zucker, L. G., Darby, M. R., & Fong, J. (2011). Communitywide database designs for tracking innovation impact: COMETS, STARS and nanobank (No. w17404). National Bureau of Economic Research.
Zucker, L. G., Darby, M. R., Furner, J., Liu, R. C., & Ma, H. (2007). Minerva unbound: Knowledge stocks, knowledge flows and new knowledge production. Research Policy, 36(6), 850–863.
Acknowledgments
Beaudry acknowledges financial support from the Social Science and Humanities Research Council of Canada (Grants # 430-2012-0849 and # 435-2013-1220). We are grateful to Carl St-Pierre for his advice on statistical analysis, to Ahmad Barirani for the data extraction program used in the data collection, to Maxime Clerk-Lamalice for the construction of the data consolidation program and for the exploratory statistical work, and to Sedki Allaoui and Ricard-Olivier Moreau for their contribution to the long and painful database matching process. We would like to thank the editors of this journal and two anonymous referees for their helpful comments. None of these, however, are responsible for any remaining errors.
Author information
Authors and Affiliations
Corresponding author
Rights and permissions
About this article
Cite this article
Tahmooresnejad, L., Beaudry, C. & Schiffauerova, A. The role of public funding in nanotechnology scientific production: Where Canada stands in comparison to the United States. Scientometrics 102, 753–787 (2015). https://doi.org/10.1007/s11192-014-1432-2
Received:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s11192-014-1432-2