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Handling imbalance in hierarchical classification problems using local classifiers approaches

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Abstract

The task of learning from imbalanced datasets has been widely investigated in the binary, multi-class and multi-label classification scenarios. Although this problem also affects hierarchical datasets, there are few work in the literature dealing with it. Meanwhile, the local classifier approaches are the most used techniques in the literature to deal with Hierarchical Classification problems. In this paper, we present new ways to handle data imbalance in hierarchical classification problems when using local classifiers approaches. We propose three different resampling schemas, according to the local classification approach: (1) Local Classifiers per Node; (2) Local Classifiers per Parent Node; and (3) Local Classifiers per Level. In order to define how imbalanced a certain hierarchical dataset is, we also propose three novel metrics to measure the imbalance in hierarchical datasets considering the different local classification approaches. The experimental evaluation in eight well-known datasets showed that the imbalance metrics can indeed measure the datasets imbalance and the proposed resampling schemas are able to improve the classification results when compared to baselines, state-of-the-art and related work approaches.

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Notes

  1. Available at http://sites.labic.icmc.usp.br/jeanmetz/datasets.html.

  2. Available at https://github.com/mdeff/fma.

  3. Available at https://www.imageclef.org/2009/medanno.

  4. Available at http://lshtc.iit.demokritos.gr/.

  5. Available at https://dtai.cs.kuleuven.be/clus/.

  6. Available at https://cs.gmu.edu/~mlbio/HierCost/.

  7. Available at http://scikit-learn.org/.

  8. Available at https://github.com/tsoumakas/mulan/.

  9. Available at https://github.com/scikit-learn-contrib/imbalanced-learn.

  10. Available at https://github.com/rodolfomp123/imb-mulan.

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Acknowledgements

We thank the Brazilian Research Support Agencies: Coordination for the Improvement of Higher Education Personnel (CAPES), National Council for Scientific and Technological Development (CNPq) and Araucaria Foundation (FA) for their financial support. We also thank the anonymous reviewers and the Action Editor Grigorios Tsoumakas for their valuable feedback on the earlier versions of this manuscript.

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Authors and Affiliations

  1. Pontifícia Universidade Católica do Paraná, Curitiba, PR, Brazil

    Rodolfo M. Pereira & Carlos N. Silla Jr.

  2. Instituto Federal do Paraná, Pinhais, PR, Brazil

    Rodolfo M. Pereira

  3. Universidade Estadual de Maringá, Maringá, PR, Brazil

    Yandre M. G. Costa

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  1. Rodolfo M. Pereira
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Correspondence to Rodolfo M. Pereira.

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Appendix A

Appendix A

In the appendix we present all the Tables of classification and metrics results generated in the experiments of this work, which were summarized into charts in the main part of paper. In Tables 24–27, the lines in italic represent the average ranking of the approaches. Besides the raw results we also present here the Tables of the statistics, which were applied over the results in order to give statistical background in the responses of the Analysis and Discussion section (Tables 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 20, 21, 22, 23, 24, 25, 26, 27, 28, 29, 30, 31 and 32).

Table 7 F-Score results for the proposed approaches in the Cell-cycle dataset
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Table 8 F-Score results for the proposed approaches in the Eisen dataset
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Table 9 F-Score results for the proposed approaches in the Exp dataset
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Table 10 F-Score results for the proposed approaches in the FMA MFCC dataset
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Table 11 F-Score results for the proposed approaches in the Gasch-1 dataset
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Table 12 F-Score results for the proposed approaches in the CLEF dataset
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Table 13 F-Score results for the proposed approaches in the DMOZ-2010 dataset
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Table 14 F-Score results for the proposed approaches in the LSHTC-small dataset
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Table 15 F-Score results for the Top-Down (TD) approaches in all datasets
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Table 16 F-Score results for the Flat-ML approach in all datasets
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Table 17 F-Score results for the Flat-MLRS approach with all datasets
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Table 18 F-Score results for the Clus-HMC approach with all datasets
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Table 19 F-Score results for the HierCost approach with all datasets
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Table 20 Wilcoxon statistical tests for F-score results in the Flat Multi-Label scenarios
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Table 21 Wilcoxon statistical tests for F-score results in the resampling for the Local Classifiers per Node approach
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Table 22 Wilcoxon statistical tests for F-score results in the resampling for the Local Classifiers per Parent Node approach
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Table 23 Wilcoxon statistical tests for F-score results in the resampling for the Local Classifiers per Level approach
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Table 24 Average ranking of the classification results in the resampling for the Local Classifiers per Node approach
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Table 25 Average ranking of the classification results in the resampling for the Local Classifiers per Parent Node approach
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Table 26 Average ranking of the classification results in the resampling for the Local Classifiers per Level approach
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Table 27 Average ranking of the classification results in the resampling for the all the Local Classifiers approaches
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Table 28 Post-hoc Mannwhitney test comparing the flat with the local classifier approaches
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Table 29 Pearson correlation statistical test for the \({\textit{MeanIR}}_{{\textit{LCN}}}\) measure and the classification results
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Table 30 Pearson Correlation Statistical Test for the \(MeanIR_{LCPN}\) measure and the classification results
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Table 31 Pearson correlation statistical test for the \({\textit{MeanIR}}_{{\textit{LCL}}}\) measure and the classification results
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Table 32 Wilcoxon statistical tests comparing the best F-score results from the proposed approaches (LCN) versus the best results for each global classification approach considering all datasets
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Pereira, R.M., Costa, Y.M.G. & Silla, C.N. Handling imbalance in hierarchical classification problems using local classifiers approaches. Data Min Knowl Disc 35, 1564–1621 (2021). https://doi.org/10.1007/s10618-021-00762-8

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