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A Simple Single Slot Finality Protocol for Ethereum

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Computer Security. ESORICS 2023 International Workshops (ESORICS 2023)

Abstract

Currently, Gasper, the implemented consensus protocol of Ethereum, takes between 64 and 95 slots to finalize blocks. Because of that, a significant portion of the chain is susceptible to reorgs. The possibility to capture MEV (Maximum Extractable Value) through such reorgs can then disincentivize honestly following the protocol, breaking the desired correspondence of honest and rational behavior. Moreover, the relatively long time to finality forces users to choose between economic security and faster transaction confirmation. This motivates the study of the so-called single slot finality protocols: consensus protocols that finalize a block in each slot and, more importantly, that finalize the block proposed at a given slot within such slot.

In this work we propose a simple, non-blackbox protocol that combines a synchronous dynamically available protocol with a partially synchronous finality gadget, resulting in a consensus protocol that can finalize one block per slot, paving the way to single slot finality within Ethereum. Importantly, the protocol we present can finalize the block proposed in a slot, within such slot.

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Notes

  1. 1.

    If the protocol satisfies liveness, then at least one honest proposal is added to the confirmed chain of all active validators every \(T_\textsf{conf}\) slots. Since honest validators include all transactions they see, this ensures that transactions are confirmed within time \(T_\textsf{conf}+ \varDelta \) (assuming infinite block sizes or manageable transaction volume).

  2. 2.

    D’Amato and Zanolini [7] implement RLMD-GHOST with fast confirmation with \(k=3\varDelta \) (Appendix B [7]). However, we will consider \(k=4\varDelta \), following the approach taken by D’Amato et al. [6] when presenting Goldfish with fast confirmation. We will show how RLMD-GHOST with fast confirmation can be changed into its variant with \(k=4\varDelta \) in Sect. 4 while presenting our protocol.

  3. 3.

    Observe that D’Amato et al. [6] actually refer to awake validators to indicate what we call active, and to dreamy validators to indicate what we call awake (but not active).

  4. 4.

    For simplicity, we omit a reference to the parent block.

  5. 5.

    With some minor changes, as RLMD-GHOST still has \(3\varDelta \) rounds per slots, by requiring an optimistic assumption on network latency in order for fast confirmations to be live.

  6. 6.

    The component of our protocol that outputs \(\textsf{chFin}\) is almost identical to Casper [3], the friendly finality gadget (FFG) adopted by the Ethereum consensus protocol Gasper [4]. This is the reason why we decided to use the FFG terminology already accepted within the Ethereum ecosystem.

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Correspondence to Luca Zanolini .

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D’Amato, F., Zanolini, L. (2024). A Simple Single Slot Finality Protocol for Ethereum. In: Katsikas, S., et al. Computer Security. ESORICS 2023 International Workshops. ESORICS 2023. Lecture Notes in Computer Science, vol 14398. Springer, Cham. https://doi.org/10.1007/978-3-031-54204-6_23

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  • DOI: https://doi.org/10.1007/978-3-031-54204-6_23

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